Architectural Significance



The previous chapters have shown how the Stafford House was involved with significant people and events in Albany and New York State politics. There are social and physical phenomena that surely affected the design and construction of the John Stafford house that may never be known, making a conclusive and concise statement of architectural significance impossible. Nevertheless, enough physical and historical evidence remains to present basic information, put forward theories and begin to understand why the house is worthy of preservation and restoration based on design alone.

Background

Albany was the center of cultural activity in upstate New York in the early 19th century due to its crossroads location, but it had the provincialism of communities separated from major trade areas. Steadfast traditions came from Dutch and Flemish families whose influence dominated the area to the end of the 18th century. As a crossroads Albany attracted New Englanders, and with them came different ideas. A sentiment circulating at the time was that they were "meddling eastern saxons, who had crept in and were daily guilty of innovations upon the cherished habits & venerated customs of the ancient burghers."(1) The city grew quickly after 1800 due in part to the meddling of such men as John Stafford and Philip Hooker, Albany's first professional resident architect - both "eastern saxons."

Most architects work in a safety zone of what was expected and acceptable. In the early 19th century, wealthy American patrons in East Coast-port cities wanted the latest fashion trends from Europe in their art and architecture. Their ties with Europe were more direct than inland communities, which often received the same influences second-hand. Albanians wanted fashion, but the elaborate and disparate possibilities of the 18th century Classical Revival style were still new to them in the early 19th century and it was likely their naivete that allowed room for buildings that, while aesthetically pleasing, were not academically correct. Among those buildings was the John Stafford House.

The Floor Plan

Architects in most American east-coast cities designing in the Classical Revival style often applied the concept of a piano nobile for more expensive, attached, city or “town” houses. This Italian Renaissance term refers to the location of the most public and elegant spaces on the second floor with signifying exterior embellishments. Floor-to-ceiling windows with stone, wooden or wrought-iron balconies graced the second-floor fronts of most of these houses. At this level, guests would be entertained above any mayhem and smells from the street. The ground or first floor was largely utilitarian, and an interior staircase led to upper levels. Such houses were the most elegant of this shoulder-to-shoulder type of architecture. The primary floor of the typical early 19th century Hudson Valley rowhouse was the first floor, set over a basement that rose as much as six feet above street-level. An exterior staircase to the far right or left at the front of these houses led to an entry and into a hallway extending beside front and back rooms. This plan accommodated narrow city lots favored in Albany and New York City. The raised-basement level was not as high as the full first floor of attached houses in New England, so the potential elegance of a piano nobile in Albany was tempered by its closer proximity to the street and not announced with exterior decorations.

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New York City house (ca. 1799), John McComb, arch.; John Stafford House

Apparently not willing to forego the prevailing decorative fashion of Europe and the New England coast, such architects as John McComb of New York City and probably Philip Hooker of Albany used an aesthetic slight of hand. They put such embellishments as floor-to- ceiling windows and "balcony" railings on the second floor anyway. Although that level generally had bedrooms and hallways rather than ballrooms, “saloons” or grand parlors, the tall windows were functional for ventilation. A possible exception was the Eagle Tavern (built before 1810), attributed to Philip Hooker.


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This large hostelry may have had a public space on the second floor, where there were floor-to-ceiling windows in the front wall. The tavern undoubtedly was a direct ancestor for at least the distinctive fenestration of the Stafford House, not only in the use of the tall windows but also in the window grouping on the side wall visible in the drawing.

The size of the Stafford House provided for several unusual elements in the plan. The great depth of the house allowed for a narrow, intermediate space between the front and back rooms on the first floor in which cabinets may have been built on the side opposite the exterior wall. An oval window was placed here. While from the exterior the oval window balances the fenestration of the Franklin Street facade, it must also have been an impressive sight for guests as they passed from one room to the next. On the second floor, an equivalent space appears to have been a hall. The front room on the second floor may have been a secondary parlor for the family’s daily use, as well as a library/office and a ladies sitting room. Gov. Joseph Yates is known to have had a library and office in this house. The floor-to-ceiling windows would have been a blessing in the heat of summer. There was ample room elsewhere on the second floor for a master bedroom and children’s bedrooms on the third floor.


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Reconstructed 1811 first and second floor plans of the Stafford House and the altered 1st floor for Gov. Yates

When Gov. Yates had the house altered in 1822, he (and/or architect Philip Hooker) apparently removed the intermediate space between the front and back rooms on the first floor and inserted columns to replace the supporting walls. This would have provided a large reception area.



He may have been inspired by the Stephen Van Rensselaer IV House (ca. 1817, designed by Hooker), a building he surely had visited. The latter was the largest of the Stafford-type houses, befitting the lofty social and political status of the Van Rensselaer family. The floor plan is not known but can be conjectured from drawings of the exterior.

Philip Hooker: Decoration as Evidence

The decoration of the Stafford House on the whole is far more peculiar than its plan, some of it not having an obvious genealogy along the usual byways of cultural influence from the East Coast. Among the typical details, a cloth swag from an 18th century Georgian-style pattern book was used near a bellflower garland from the latest Federal-style fashion of Boston. Bolder geometric forms of a more radical school of architects are far less expected. These influences can be found at the Stafford House and often in other buildings both attributed to or known to have been designed by Philip Hooker. Hooker’s life and practice have been discussed in other publications, but their focus is on documented work, leaving the realm of attribution less explored. The decoration at the Stafford House can’t be put into substantive perspective without considering these attributions.

Born in Central Massachusetts in 1766, Philip Hooker and his family moved to Albany just prior to the Revolutionary War.(3) He undoubtedly learned construction methods while working with his father, who was a builder. The younger Hooker's known and attributed designs show what some would call a great natural talent that was compromised at times by a lack of professional training and occasionally guided, for better or worse, by the wishes of his clients. Hooker had a hand in nearly all of Albany's major building projects in the first three decades of the 1800s.

Hooker's known and conjectured work can be characterized by moments of inspiration and clumsiness. Disparate ideas were sometimes compatible and at other times forced together very uncomfortably. For instance, between 1804 and 1809 Hooker oversaw the design and construction of the first New York State Capitol. The combination and proportion of elements for this building in the traditional Classical Revival style are very awkward. This occurred simultaneously with the Middle or Second Dutch Church, which was not particularly original but very much more sophisticatedly handled than the Capitol. How can there have been such a chasm between aesthetic sensibilities? It will never be known who actually was responsible for all the elements of his designs - architect, builder, client, craftsman, environment, finances - leaving the historian to rely on evidence for educated guesses. In the instance of the Capitol, it is easy to believe that the design of such an important structure at the middle of local and national politics was subject to numerous dictates. At the church it is better-known. There is a record of the church elders making design requests. It is probably not a coincidence that the building created by Hooker for Albany’s Lancaster School (1815), an institution originating with Pennsylvania Friends, has overt similarities to landmark buildings of 18th century Philadelphia.

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part of the front facade of the Lancaster School (1814-16) and Carpenter's Hall, Philadelphia

The architect himself is said to have mentioned a New York City prototype for the Albany Academy (1814-16). Elkanah Watson claimed to have designed the New York State Bank (1804), although Hooker was the architect of record. Watson was one of the bank founders. That building was similar to the Academy of Arts Building designed by Robert Adam in London. For Hooker's domestic designs we are left with the least amount of documentary evidence. This is particularly unfortunate since this is the most fertile ground for assessing the significance of the Stafford house. Among those houses for which there is documentation of Hooker's hand, his design was pattern-book Georgian for William Alexander’s country house (date unknown) and Peter Gansevoort’s city house (1802), but more progressive for the houses of George Clark built between 1818 and 1833 (one of which is considered to have been highly influenced by the client) and the Stephen Van Rensselaer house.

This quick scan of some of his designs shows diverse and highly derivative aspects, but it is the progressive similarities that not only give insight into what may have been Hooker’s own leanings in design but also provide the evidence to suggest that Hooker designed the Stafford House and Gov. Yates’ alterations.

Judging by the body of his church designs, which comprise most of his known work, it can be said that Hooker fell into favorite late Baroque patterns until about 1829, when Gothic and Greek Revival styles appear in his commissions. However backward, most of these church buildings had a quiet and delicate dignity and a sophisticated use of balance and proportion. Many were made of random ashlar masonry, which added to their Georgian look long after it was in style. Of particular note is the chapel at Hamilton College in Clinton, New York. His local eminence makes it reasonable to conclude that Hooker also oversaw the design of the city's major house projects. Urban houses for those with higher incomes in the Albany area after 1810 tended to look quite similar, and the first of the type seems to have been the Stafford house. (see examples, and more below) In general the same skillful balance and proportion of exterior elements found at the churches is found in these houses, but the Georgian boldness is gone, replaced by a blend of English Regency and American Federal. This is most evident in the use of Flemish bond brickwork, oval and round windows, often together as a motif, geometrically-shaped brownstone lintels and door surrounds with incised lines and carving, and graceful ironwork.

Among Hooker’s known works, an oval window flanked by two round windows appear in the gable ends of the Lancaster School, the Stephen Van Rensselaer IV House, and probably a warehouse (1827). Incised lines in brownstone were used at the Albany Academy, the Lancaster School, the Pearl Street Theatre (1824) and the Miller House in Utica, NY (1830). Foliated panels were known to have been used or approved by Hooker as early as 1815 at the Lancaster School and the Albany Academy and as late as 1830 at the Miller House. Oval and round windows were popular during the Federal period, but the oval window was a Hooker favorite from his earlier work of the 1790s to about 1820. Combining them with round windows was a whimsy that might be called Hooker’s own. (see examples)

The brownstone lintels at the Stafford House are raised rectangular blocks with a slightly larger center block. Each block is delineated by a single incised line near the edge. Those on the facade also have incised Greek frets (see page 27). The trim framing the front door resembles an abstract triumphal arch. The lintel is three rectangular panels interrupted in the middle by the semicircle of the entry arch. A boldly incised line follows the shape of the center panel, while the flanking panels contain a stretched Greek fret. Flanking the doorway and carrying the lintel are bold, simple pilasters divided evenly into blocks. The Stafford House appears to have been the first of any American building to have this kind of incised brownstone trim. It was followed by at least 16 others built in or near downtown Albany between 1811 and 1825, including Hooker's Van Rensselaer house and relatable examples in central New York and perhaps elsewhere. There is considerable variety in the composition of door surrounds. Experimentation seems to have been at play here. The most innovative are quite a radical departure from traditional Federal period design. (see examples)

A scan of American work before 1811 reveals no precedent for the Stafford stonework, but in the work of English architect Sir John Soane there are remarkable similarities. Incised lines in stone, simple fretwork and other abstractions were a trademark of the Englishman. While Soane is thought to have had an intellectual investment in the development of his work,(2) it is possible that Hooker was more simply struck by the distinctive aesthetic quality and integrated it with otherwise more traditional elements.


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characteristic designs by Sir John Soane


John Stafford's house may have been the first opportunity for Philip Hooker to introduce these Soanian ideas. His known entries and lintels prior to the Stafford House didn't vary from the usual Federal type seen elsewhere on the East Coast, nor did they on any earlier buildings. How Hooker may have been exposed to Soane's work isn't known, but published drawings probably became available in the United States too late to have been a factor, suggesting Hooker saw Soane’s work in England. If Hooker had gone to London, Soane's Bank of England, a major work-in- progress, would have been a draw. A doorway in the bank somewhat resembles the Stafford doorway, but the whole of Soane's work there and perhaps other projects by Soane completed prior to 1811 familiar to Hooker would have impressed him with its singular character. The sophistication of the Albany-area variations that appeared after the Stafford House does not seem to accord with Hooker’s far more awkward work, suggesting that the Stafford-type house designs may have been an opportunity for Hooker to exercise some free will, with the help of certain stone carvers - more so than in his conservative church commissions. How much detail work might have been delegated by Hooker isn't known. There may have been a stone carver, or several, that brought this curious stylistic breeze into Albany. Stafford, in his obvious quest to impress with his new house, apparently welcomed these quietly unorthodox elements of his new house. While it's possible that Stafford himself had some influence in their use, he wasn't responsible for the accomplished development of the forms elsewhere, making any major input on his part unlikely.

Foliate carving in panels was used around the vestibule doorway in the entry hall of the Stafford House, added in 1822 for Gov. Yates. In his book Greek Revival Architecture in America, Talbot Hamlin addresses the possibility that richly carved foliage contained in panels on architraves was used first, at least actively as an architectural element, by Hooker. He refers to it as “this last expression of a dying Baroque tradition [that] became and remained so popular in New York State - and there, apparently, alone.”(4) While Baroque in its leafy exuberance, Hooker’s use of this motif, or perhaps the executions of his ideas by his craftsmen, was far from being part of a dying tradition. It probably has a pedigree back to English Regency architecture of the late 18th and early 19th century, and related forms are found on furniture of the same period. The motif as it appears developed in some of Hooker’s buildings was overtly Baroque and a bit erratic at the Capitol and the Albany Academy, as were much of the stylistic elements, but concurrent with and similar to the development of the Stafford type houses. It soon had a more simple and uniform character relative to the later Classical Revival period of design. Thereafter, its popularity as architectural decoration around windows and doors appears throughout the eastern and southern United States within the late Federal and Greek Revival styles. It may be overreaching to suggest without more evidence that its appearance across the United States originates with Hooker's work, but what Hamlin refers to was more widely found and longer-lived than he says.



transom of the vestibule in the Stafford House hallway


Other interior treatments at the Stafford house, although not unusual, are worth noting. Original to the house is a semi-circular archway in the entry hall. It is a bold, late Georgian style piece supported by Scamozzi-order Ionic columns.




the archway in the stairhall, Stafford House


When the staircase was moved, perhaps in 1901, most of the original banister was reused. Pocket doors, window trim, baseboards and pieces of oval sash also appear to survive from 1811, and other trim and a plaster medallion probably date to Gov. Yates’ alterations. Many layers of wallpaper were found on a portion of plaster wall in the second-floor front room. The two layers closest to the wall surely date to 1811 and 1822.

Aside from several 18th century country houses that are now house museums, Albanians tend to think of their significant architecture in Victorian and early 20th century terms. There are other treasures. The John Stafford house is the most significant representative of a gracious period of Capital District city-building nearly erased by later development. In a broader sense, the house may be the first built of a style that is equal in significance to more celebrated forms of Federal period architecture in the United States that are treasured in Boston, Philadelphia and Charleston, to name a few. It is also the most elaborate and best preserved of the handful that are left.



1. Gorham A. Worth, Random Recollections of Albany from 1800 to 1808 (J. Munsell, Albany:1866), p. 32.
2. Dorothy Stroud, The Architecture of Sir John Soane, (Studio Books, London:1961).
3. born Rutland, Massachusetts, 28 Oct 1766, "Phillip Hucker," son of Samuel and Rachel (Hinds) Hooker, Vital Records of Rutland, Massachusetts, to the Year 1850 (Worcester:1905), p. 58.
4. Talbot Hamlin, Greek Revival Architecture in America (New York:1944), p. 264.

William Pierson, Jr., American Buildings and their Architects, vol. 1, (Garden City 1970).
Charles Lockwood, Bricks and Brownstone, the New York Rowhouse 1782-1929, (New York 1972)